Theorem Agenda for the General Algebraic Tactic Calculus

Companion to general-algebraic-tactic-calculus-spec.md. This document fixes the judgments, side conditions, theorem families, and first lemmas. It exists to keep the calculus from collapsing into metaphor.

Scope

Assume the stance already fixed in the spec:

  • open core
  • explicit effects
  • explicit coupling
  • continuation-carrying step packs
  • provenance-sensitive replay

Do not assume:

  • closed syntax for all Lean tactics
  • global subgoal independence
  • ordinary lens laws for arbitrary tactics
  • full algebraic reduction of every foreign metaprogram

Core Judgments

These should be treated as the canonical judgment forms.

Provenance well-formedness

|- Pi wf

Pi contains a coherent toolchain, imports, options, trusted extensions, and handler boundary.

Replay compatibility

Pi ~=prov Pi'

Replay under Pi' is semantically admitted for terms authored under Pi.

Interface well-formedness

Delta ; Pi |- I wf

I is scoped, identifier-consistent, and provenance-valid under Delta and Pi.

Proof-state well-formedness

Delta ; Pi |- s wf

The active obligations, focus, constraint store, metavar graph, and partial term are coherent.

Typing and effects

Delta ; I_in |- t : I_out ! Phi

t maps input interface I_in to output interface I_out with effect footprint Phi.

Primitive step execution

Pi ; H |- step @ (s, g) ==> R

R ranges over at least:

  • success pack
  • failure err
  • backtrack reason

Residual-builder admissibility

Delta ; Pi |- rho : CW(C) => PW(g)

rho consumes child witnesses matching coupling object C and yields a parent witness for g.

Observational equivalence

Delta ; I |- t ~=obs u : I' [Pi, H]

t and u agree on success or failure class, output interface, coupling behavior, witness behavior, and replay obligations under Pi and H.

Projection

Pi |- pack ==>action a
Pi |- pack ==>assembly m

pack forgets to current action-level and assembly-level repo surfaces.

Serialization round-trip

Delta ; I_in |- t : I_out ! Phi
parse(serialize(t)) = t'

Required conclusion:

Delta ; I_in |- t' : I_out ! Phi
and
t ~=obs t' : I_out [Pi, H]

Side Conditions

Use these names in theorem statements.

ReplayCompat(Pi, Pi')

Replay under Pi' is admitted for artifacts authored under Pi.

ScopeClosed(Delta, x)

Every hypothesis, hole, obligation id, and environment reference in x is in scope.

IfaceMatch(I, J)

I and J agree on shape, id discipline, and witness boundary.

CouplingDisconnected(C)

The relevant branch families in C have no dependency path.

ResidualEquivariant(rho, sigma, C)

Permuting independent child witnesses by sigma commutes with rho.

EffectContained(Phi, H)

Handler H implements the effects in Phi with the guarantees the theorem requires.

FuelAdequate(k, t)

Fuel bound k is sufficient for the theorem slice of t.

ForeignContractWellFormed(c)

Foreign contract c declares interface boundary, effect footprint, replay codec, projection behavior, and refinement status.

KernelChecked(w, g, Pi)

Witness w closes obligation g under provenance Pi by Lean’s kernel check.

Theorem Families

Family A: Static well-formedness

  • weakening of unused scope preserves typing
  • interface composition preserves well-formedness
  • effect footprints compose monotonically under sequencing
  • malformed foreign contracts are rejected

Family B: Primitive operational soundness

  • a well-typed primitive step returns typed failure, typed backtrack, or a well-formed StepPack
  • successful primitive steps preserve proof-state well-formedness
  • successful primitive steps produce admissible residual builders for their exact child interface

Family C: Handler and replay soundness

  • successful handled execution yields kernel-checked witnesses
  • replay under compatible provenance preserves observational behavior
  • replay under incompatible provenance is rejected, not silently repaired

Family D: Projection soundness

  • StepPack projection preserves continuation, coupling, dependency, and effect summaries
  • assembly projection preserves obligation linkage and partial-term transitions
  • graph projection preserves the structural signal current analysis depends on

Family E: Conditional algebraic laws

  • sequencing laws
  • focus and scope laws
  • branch permutation or parallel-evaluation laws under explicit independence side conditions
  • control laws for choice, try, and fix under handler and fuel side conditions

Family F: Conservative extensibility

  • well-contracted foreign nodes do not invalidate core soundness theorems
  • refined foreign nodes are observationally equivalent to their core refinement
  • black-box foreign nodes can still be replay-checked and projected without fake internal laws

First Lemmas to Attempt

Lemma 1: Primitive step preserves well-formedness

If
  Delta ; Pi |- s wf
  and Delta ; I |- step : I' ! Phi
  and Pi ; H |- step @ (s, g) ==> success pack
then
  Delta ; Pi |- apply(pack, s) wf

Role:

  • establishes that ProofState, StepPack, and state application are coherent

Lemma 2: Residual-builder domain exactness

If
  Pi ; H |- step @ (s, g) ==> success pack
then
  pack.residual_builder is admissible exactly for the child interface returned by pack

Role:

  • makes continuation semantics precise
  • blocks fake branch laws based on under-specified witness families

Lemma 3: Handler success yields kernel-checked witness

If
  Delta ; I_in |- t : I_out ! Phi
  and Delta ; Pi |- s wf
  and EffectContained(Phi, H)
  and Pi ; H |- t @ s ==> success w
then
  KernelChecked(w, target(s), Pi)

Role:

  • connects the calculus to Lean in the only way that finally matters

Lemma 4: Projection preserves action-level summaries

If
  Pi ; H |- step @ (s, g) ==> success pack
  and Pi |- pack ==>action a
then
  a correctly summarizes branch arity, continuation, coupling, dependencies, and effects

Role:

  • keeps the calculus connected to TacticActionIR

Lemma 5: Branch permutation under explicit independence

If
  CouplingDisconnected(C)
  and ResidualEquivariant(rho, sigma, C)
then
  the relevant branch orders are observationally equivalent

Role:

  • first genuinely algebraic law
  • precise replacement for the overclaim that “multiple subgoals are independent”

Theorems to Delay

  • global completeness for all Lean tactics
  • ordinary optic laws for the full calculus
  • global confluence or normalization
  • full trace completeness against arbitrary extracted scripts

Mechanization Order

Stage 0: paper semantics

Fix syntax, judgments, side conditions, and theorem statements.

Exit:

  • the first five lemmas have stable statements with no undefined objects

Stage 1: core mechanization without foreign

Mechanize:

  • interface well-formedness
  • primitive step typing
  • typed success or failure results
  • residual-builder admissibility
  • sequencing laws

Exit:

  • Lemmas 1 and 2 mechanized for a small core fragment

Stage 2: handler bridge

Connect the abstract handler to a Lean-side interpreter for a small primitive fragment.

Exit:

  • Lemma 3 for a nontrivial executable fragment

Stage 3: projection bridge

Prove forgetful projection into current repo artifacts.

Exit:

  • Lemma 4 for the same fragment

Stage 4: conditional algebraic laws

Add independence and permutation laws once the operational bridge is stable.

Exit:

  • Lemma 5 for the explicit independence fragment

Stage 5: foreign conservativity

Reintroduce the open extension mechanism into the mechanized story.

Exit:

  • conservative extension theorem for well-contracted foreign nodes

Proof Risks

  • provenance may be underspecified for stable replay
  • witness-family typing may be too weak for residual-builder theorems
  • coupling may not be captured by shared metavariables alone
  • weak foreign contracts can collapse the theory into a hidden escape hatch
  • the handler trust boundary can become implicit if we are careless

Success Criteria

This agenda is working if it makes two failures hard:

  • stating a law without naming the side conditions that justify it
  • claiming semantic richness without showing the executable and observational projections

If the agenda works, the next step is not more prose. It is a fragment spec with concrete syntax, typing rules, and a first proof in earnest.